Bring us your vision. We'll provide the plan. Together, we'll face the future with courage, strength and wisdom. Life insurance can be a smart addition to any financial plan. A financial professional can help you personalize a life insurance plan that protects your family and gives you the flexibility to enjoy your life today.
In retirement, you want the freedom to pursue your passions. Let us help you define a smart retirement strategy so you can live the life you want. One of the easiest ways to protect your family, your assets and your health is to enroll in employee benefits through your employer.
By selecting the benefits that are right for you and your family, you can save on routine costs such as dental and eye exams, and protect against unexpected expenses with benefits that provide income when you need it most.
Times change rapidly and we are here with resources, tools and timely perspectives to help you make smart decisions and stay on track to meet your goals. See Perspectives for more insights. A good financial strategy isn't just about money, it's about the whole you. That's why understanding how you prioritize your purpose, your lifestyle choices and your finances is important. This is a fee-based firm that specializes in financial planning and investment management, with programs being available through a number of outside advisory firms.
Aside from this name change, the firm remains the same as it was before. Equitable Advisors opened for business in However, the firm can trace its history back all the way to , when Henry Hyde founded its distant predecessor, the Equitable Life Assurance Society of the United States.
Equitable Advisors is a wholly owned subsidiary of Equitable Holdings, Inc. Equitable Holdings is, in turn, controlled by an independent board of directors. Equitable Advisors employs almost 3, advisors, and some of these advisors have earned professional certifications. AXA Advisors and its affiliates offer services and products to individuals and small businesses such as financial planning, life insurance, annuities, mutual funds , and business, retirement, and estate planning.
When an individual broker is negligent or acts in an unlawful manner against the interests of the client and that client suffers damages as a result of such wrongdoing, the firm may be held liable for the investor's losses. In , AXA along with 14 other financial firms was fined for directed brokerage violations. Specifically, the violations centered on failure to supervise as well as distributing misleading sales information to clients interested in their fee-based brokerage program.
The violations took place between and Full Disciplinary Reports Available to the public at: finra. Once he received the check, the representative fraudulently endorsed them and deposited them in his personal banking account. The Law Firm, at no cost to investors will review account activity and account statements to determine whether there was any misconduct, whether there are damages and the legal causes of action. According to securities industry rules and regulations, unsuitable investment advice , securities concentration , fraudulent misrepresentations and omissions of material facts , breach of fiduciary duty , conflicts of interest , variable annuity switching are among the causes of action that may be available to investors in claims for damages against brokerage firms and their financial advisors in a securities arbitration claim filed with the Financial Industry Regulatory Authority FINRA.
Visit our Florida Securities Whistleblower Website. Please do not include any confidential or sensitive information in a contact form, text message, or voicemail. The contact form sends information by non-encrypted email, which is not secure.
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